Ernest Ho
何泓哲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ernest Ho (何泓哲), a licensed former licensee with CE reference AOM535. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-29 | 2013-01-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-29 | 2013-01-02 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-20 | 2009-09-19 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-12 | 2009-07-20 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-03-12 | 2009-07-20 |