Mitchell Yee Yong Seah
謝于榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mitchell Yee Yong Seah (謝于榮), CE reference AOL511. Currently licensed at 1 firm(s): CCB International Securities Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-01 | present |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-01 | present |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-03 | 2013-06-27 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-08 | 2010-04-20 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-23 | 2009-03-02 |