Gaurav Kaul
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gaurav Kaul ( ), a licensed former licensee with CE reference AOK031. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-01-15 | 2009-07-29 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-01-15 | 2009-07-29 |