Carol Yu Cao
曹宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carol Yu Cao (曹宇), a licensed former licensee with CE reference AOJ928. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-22 | 2020-02-14 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-22 | 2013-10-30 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2007-01-12 | 2011-06-16 |