Christine Kit Ying Liu
廖潔瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christine Kit Ying Liu (廖潔瑩), a licensed former licensee with CE reference AOJ342. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-09-18 | 2020-09-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2009-09-18 | 2013-10-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-01-11 | 2007-09-09 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-01-11 | 2007-09-09 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-01-11 | 2007-09-09 |