Douglas Alexander Ferguson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Douglas Alexander Ferguson ( ), CE reference AOI987. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allco Finance (Asia) Limited |
RO | Type 1 — Dealing in securities | 2007-09-21 | 2008-03-17 |
| Allco Finance (Asia) Limited |
RO | Type 4 — Advising on securities | 2007-09-21 | 2008-03-17 |
| CC SIF Advisory Limited |
RO | Type 4 — Advising on securities | 2007-02-26 | 2008-04-08 |