Chi Wing (SFC:AOI909) Lee
李之穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wing (SFC:AOI909) Lee (李之穎), a licensed former licensee with CE reference AOI909. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-20 | 2007-08-06 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-20 | 2007-08-06 |