Ping Hong Tam
譚秉康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Hong Tam (譚秉康), a licensed former licensee with CE reference AOH346. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-05 | 2010-11-29 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-05 | 2010-11-29 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 9 — Asset management | 2010-11-05 | 2010-11-29 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-17 | 2010-05-01 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-02-02 | 2007-07-15 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 — Asset management | 2007-02-02 | 2007-07-15 |