Ching Yee (SFC:AOH043) Ng
吳淨宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Yee (SFC:AOH043) Ng (吳淨宜), a licensed former licensee with CE reference AOH043. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-02 | 2018-07-11 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-11-26 | 2010-09-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-12-09 | 2018-07-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2006-12-09 | 2013-10-30 |