Yan (SFC:AOG953) Chan
陳昕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:AOG953) Chan (陳昕), a licensed Responsible Officer with CE reference AOG953. Currently licensed at 1 firm(s): TriTree Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TriTree Capital Limited 本深資本有限公司 |
RO | Type 4 — Advising on securities | 2025-01-24 | present |
| TriTree Capital Limited 本深資本有限公司 |
RO | Type 9 — Asset management | 2025-01-24 | present |
| TriTree Capital Limited 本深資本有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-23 | 2025-01-24 |
| TriTree Capital Limited 本深資本有限公司 |
Rep | Type 9 — Asset management | 2023-02-23 | 2025-01-24 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 4 — Advising on securities | 2017-09-06 | 2023-02-18 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 9 — Asset management | 2016-01-27 | 2023-02-18 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-04 | 2017-09-06 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 9 — Asset management | 2014-02-04 | 2016-01-27 |
| Springboard Capital Limited 思博資本有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-07 | 2014-01-31 |
| Springboard Capital Limited 思博資本有限公司 |
Rep | Type 9 — Asset management | 2010-07-07 | 2014-01-31 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-12-28 | 2010-06-30 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-25 | 2010-06-30 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-10 | 2009-10-25 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-18 | 2008-01-01 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-01-18 | 2008-01-01 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2007-01-18 | 2008-01-01 |