Susan Shan-Ju Lin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Susan Shan-Ju Lin, a licensed Representative with CE reference AOG287. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-18 | present |
| Macquarie Asia Securities Limited |
Rep | Type 1 - Dealing in securities | 2020-09-30 | 2022-04-22 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-13 | 2012-11-30 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2008-06-13 | 2012-11-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2006-11-28 | 2007-10-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2006-11-28 | 2007-10-12 |