Xu Xu
許詡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xu Xu (許詡), a licensed former licensee with CE reference AOF929. This person has 4.5 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-08-17 | 2012-03-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-08-17 | 2012-03-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2009-08-17 | 2012-03-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2009-08-17 | 2012-03-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2009-08-17 | 2012-03-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2009-08-17 | 2012-03-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-06-12 | 2008-12-03 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2007-06-12 | 2008-12-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-05-17 | 2008-12-03 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-05-17 | 2008-12-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2007-05-17 | 2008-12-03 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2007-05-17 | 2008-12-03 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-12-05 | 2007-04-16 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-12-05 | 2007-04-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xu Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.