Xu (SFC:AOF929) Xu
許詡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xu (SFC:AOF929) Xu (許詡), a licensed former licensee with CE reference AOF929. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-08-17 | 2012-03-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-08-17 | 2012-03-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2009-08-17 | 2012-03-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2009-08-17 | 2012-03-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2009-08-17 | 2012-03-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2009-08-17 | 2012-03-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-06-12 | 2008-12-03 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2007-06-12 | 2008-12-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-05-17 | 2008-12-03 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-05-17 | 2008-12-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2007-05-17 | 2008-12-03 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2007-05-17 | 2008-12-03 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-12-05 | 2007-04-16 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-12-05 | 2007-04-16 |