Shuo Yuan
袁爍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuo Yuan (袁爍), a licensed former licensee with CE reference AOE816. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-13 | 2013-01-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-12-13 | 2013-01-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-11-27 | 2007-08-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2006-11-27 | 2007-08-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2006-11-27 | 2007-08-08 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2006-11-27 | 2007-08-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2006-11-27 | 2007-08-08 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2006-11-27 | 2007-08-08 |