David Ka On Lau
劉家安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Ka On Lau (劉家安), a licensed former licensee with CE reference AOE652. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2010-12-20 | 2013-12-06 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-18 | 2010-09-24 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2009-11-27 | 2010-04-28 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2006-11-20 | 2009-04-28 |