Mark Andrew Ray-Smith

CE No. AOE416 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Andrew Ray-Smith (), a licensed former licensee with CE reference AOE416. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2006-11-22 2008-04-25
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2006-11-22 2008-04-25
Merrill Lynch Futures (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2006-11-22 2008-04-25

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