Thomas Jude Daniel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Jude Daniel, a licensed former licensee with CE reference AOE195. This person has 13.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | Rep | Type 1 - Dealing in securities | 2024-11-05 | 2025-08-25 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-31 | 2022-06-06 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 7 - Providing automated trading services | 2015-08-21 | 2017-08-07 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-16 | 2017-08-07 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-17 | 2009-10-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Jude Daniel during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.