Alexis Yalun Hall Tu
杜亞倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexis Yalun Hall Tu (杜亞倫), a licensed former licensee with CE reference AOE011. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2006-11-14 | 2008-07-11 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2006-11-14 | 2008-07-11 |