Karen (SFC:AOD418) Chan
陳嘉琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen (SFC:AOD418) Chan (陳嘉琳), a licensed former licensee with CE reference AOD418. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2013-06-11 | 2016-03-17 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-21 | 2016-03-17 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-21 | 2016-03-17 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-06 | 2007-10-01 |