Amit (SFC:AOD057) Gupta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Amit (SFC:AOD057) Gupta ( ), a licensed former licensee with CE reference AOD057. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NewQuest Capital Advisors (HK) Limited | RO | Type 9 — Asset management | 2012-03-08 | 2022-12-31 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-20 | 2011-04-15 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-05-23 | 2010-08-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-11-03 | 2011-04-15 |