Carol Sin Yan Tse
謝倩昕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carol Sin Yan Tse (謝倩昕), a licensed former licensee with CE reference AOC956. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2007-12-03 | 2007-12-03 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2006-12-18 | 2007-12-03 |