Roderick Ewen Canvin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roderick Ewen Canvin ( ), a licensed former licensee with CE reference AOC928. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-01-15 | 2016-08-11 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2016-01-15 | 2016-08-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-06-29 | 2010-07-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-06-29 | 2010-07-07 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-06-29 | 2010-07-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-01-15 | 2007-02-15 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-01-15 | 2007-02-15 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-01-15 | 2007-02-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-11-06 | 2006-12-05 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2006-11-06 | 2006-12-05 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2006-11-06 | 2006-12-05 |