Roderick Ewen Canvin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roderick Ewen Canvin, a licensed former licensee with CE reference AOC928. This person has 3.8 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-01-15 | 2016-08-11 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2016-01-15 | 2016-08-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-06-29 | 2010-07-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-06-29 | 2010-07-07 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-06-29 | 2010-07-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-01-15 | 2007-02-15 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-01-15 | 2007-02-15 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-01-15 | 2007-02-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-11-06 | 2006-12-05 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2006-11-06 | 2006-12-05 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2006-11-06 | 2006-12-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Roderick Ewen Canvin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.