Wai Ying Pun
潘慧瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ying Pun (潘慧瑩), a licensed former licensee with CE reference AOB919. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-15 | 2012-02-09 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-15 | 2012-02-09 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-01-15 | 2012-02-09 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2006-11-02 | 2007-05-03 |