Sau Ming Yeung
楊秀明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Ming Yeung (楊秀明), a licensed former licensee with CE reference AOB742. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-12-02 | 2014-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-10-03 | 2014-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-10-24 | 2010-12-08 |