Allen Han Loong Tan

CE No. AOB628 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allen Han Loong Tan (), a licensed former licensee with CE reference AOB628. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 6 - Advising on corporate finance 2008-05-19 2011-06-08
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2008-04-30 2011-06-08
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 - Dealing in securities 2006-10-25 2008-03-13
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 4 - Advising on securities 2006-10-25 2008-03-13

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