Xuming Bao
鮑旭鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuming Bao (鮑旭鳴), a licensed former licensee with CE reference AOB304. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Trivest Advisors Limited | Rep | Type 9 — Asset management | 2012-04-02 | 2018-02-28 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-13 | 2011-12-30 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-28 | 2011-12-30 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-11-28 | 2011-12-30 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2007-02-07 | 2007-05-01 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | 2006-10-17 | 2007-05-01 |