Lai Man Sum
沈麗敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Man Sum (沈麗敏), a licensed former licensee with CE reference AOA843. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-01 | 2008-05-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-05 | 2007-10-11 |