Yen Keng Tan
陳衍磬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yen Keng Tan (陳衍磬), a licensed former licensee with CE reference AOA645. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Priority Asset Management Group Limited 優先資產管理集團有限公司 |
RO | Type 9 — Asset management | 2017-03-31 | 2017-06-16 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 1 — Dealing in securities | 2014-06-03 | 2015-08-01 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 4 — Advising on securities | 2014-06-03 | 2015-08-01 |
| RREEF China REIT Management Limited 睿富中國房托基金管理有限公司 |
RO | Type 9 — Asset management | 2013-10-28 | 2013-11-28 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-04 | 2010-06-01 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 — Asset management | 2006-12-04 | 2010-06-01 |