Carol Wing Mui Li
李詠梅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carol Wing Mui Li (李詠梅), a licensed former licensee with CE reference AOA377. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-23 | 2009-09-16 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-07-23 | 2009-09-16 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2008-07-23 | 2009-09-16 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2006-11-20 | 2008-07-02 |