Rie Shibuya
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rie Shibuya, a licensed former licensee with CE reference ANZ952. This person has 6.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 1 - Dealing in securities | 2008-01-03 | 2012-12-31 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-01-03 | 2012-12-31 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 4 - Advising on securities | 2008-01-03 | 2012-12-31 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 5 - Advising on futures contracts | 2008-01-03 | 2012-12-31 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-02-06 | 2008-01-03 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2007-02-06 | 2008-01-03 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 - Advising on futures contracts | 2007-02-06 | 2008-01-03 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-27 | 2008-01-03 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 - Asset management | 2006-09-27 | 2012-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rie Shibuya during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.