Steven Howard Pflaster
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Howard Pflaster ( ), a licensed former licensee with CE reference ANZ809. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-25 | 2007-10-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-09-25 | 2007-10-01 |