Steven Howard Pflaster

CE No. ANZ809 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Howard Pflaster (), a licensed former licensee with CE reference ANZ809. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 - Dealing in securities 2006-09-25 2007-10-01
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 2 - Dealing in futures contracts 2006-09-25 2007-10-01

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