Matthew James (SFC:ANZ767) Mason
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Matthew James (SFC:ANZ767) Mason, CE reference ANZ767. Currently licensed at 1 firm(s): TT International (Hong Kong) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TT International (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2012-06-28 | present |
| TT International (Hong Kong) Limited | RO | Type 9 — Asset management | 2012-06-28 | present |
| TT International (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-12-17 | 2012-06-28 |
| TT International (London) Limited | Rep | Type 9 — Asset management | 2009-10-06 | 2014-08-02 |
| TT International (Hong Kong) Limited | Rep | Type 9 — Asset management | 2009-10-06 | 2012-06-28 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-25 | 2009-05-21 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-25 | 2009-05-21 |