Siu Lam Ng
吳瀟琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lam Ng (吳瀟琳), a licensed former licensee with CE reference ANZ717. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-16 | 2014-11-21 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-23 | 2013-07-15 |
| Centaline Securities Limited 中原證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-06 | 2012-07-31 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-17 | 2012-07-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-12-09 | 2009-06-22 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2008-12-09 | 2009-06-22 |