Siu Lam Ng
吳瀟琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lam Ng (吳瀟琳), a licensed former licensee with CE reference ANZ717. This person has 2.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-16 | 2014-11-21 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-23 | 2013-07-15 |
| Centaline Securities Limited 中原證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-06 | 2012-07-31 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-17 | 2012-07-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-12-09 | 2009-06-22 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2008-12-09 | 2009-06-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Lam Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.