Wai Chuen Siu
蕭慧泉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chuen Siu (蕭慧泉), a licensed former licensee with CE reference ANZ650. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-15 | 2010-01-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-06 | 2009-04-03 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-12-06 | 2009-04-03 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-11-10 | 2007-11-12 |