Karstan Ka Kim Wong
黃家儉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karstan Ka Kim Wong (黃家儉), a licensed former licensee with CE reference ANY402. This person has 5.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-13 | 2016-10-27 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 - Advising on securities | 2015-10-13 | 2016-10-27 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-25 | 2013-12-31 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-25 | 2013-12-31 |
| Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司 |
Rep | Type 9 - Asset management | 2007-03-02 | 2010-11-10 |
| Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-11-09 | 2010-11-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Karstan Ka Kim Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.