Nima Tsaiwang
才旺尼瑪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nima Tsaiwang (才旺尼瑪), a licensed former licensee with CE reference ANY041. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 7 - Providing automated trading services | 2013-08-19 | 2013-09-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2011-12-01 | 2013-09-20 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-26 | 2013-09-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-09-15 | 2013-09-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2006-09-15 | 2013-09-20 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2006-09-15 | 2010-08-26 |