Tat Chi Li
李達志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Chi Li (李達志), a licensed former licensee with CE reference ANX986. This person has 9.4 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2015-08-25 | 2018-01-31 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 - Dealing in securities | 2015-08-25 | 2018-01-31 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-08-25 | 2018-01-31 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2015-08-25 | 2018-01-31 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-10 | 2015-08-25 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-10 | 2015-08-25 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-10 | 2015-08-25 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-06-10 | 2015-08-25 |
| Optiver Trading Hong Kong Limited | RO | Type 1 - Dealing in securities | 2008-12-29 | 2015-03-13 |
| Optiver Trading Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2008-12-29 | 2015-03-13 |
| Tibra Trading Hong Kong Limited | RO | Type 1 - Dealing in securities | 2007-10-16 | 2008-05-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tat Chi Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.