Howard Wen Hau Cho
曹文豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Howard Wen Hau Cho (曹文豪), a licensed former licensee with CE reference ANX820. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-06-28 | 2014-08-30 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2011-06-28 | 2014-08-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-06-28 | 2014-08-30 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2011-06-28 | 2014-08-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2011-06-28 | 2014-08-30 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2011-06-28 | 2014-08-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-09-11 | 2008-08-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2006-09-11 | 2008-08-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2006-09-11 | 2008-08-07 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2006-09-11 | 2008-08-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2006-09-11 | 2008-08-07 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2006-09-11 | 2008-08-07 |