Sanjay Mathur
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sanjay Mathur ( ), a licensed former licensee with CE reference ANX754. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2017-01-10 | 2017-01-12 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2006-11-20 | 2007-04-02 |