Ken An Chen
陳安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ken An Chen (陳安), a licensed former licensee with CE reference ANX752. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2025-05-26 | 2025-05-31 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2024-10-04 | 2024-10-07 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2024-03-22 | 2024-03-28 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2022-10-25 | 2022-10-28 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-10-16 | 2022-05-31 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-13 | 2016-07-11 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-06-13 | 2016-07-11 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 7 — Providing automated trading services | 2014-06-13 | 2015-11-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2013-04-02 | 2017-06-09 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-23 | 2013-04-02 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-05 | 2013-01-23 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2006-11-21 | 2010-10-08 |