Jaj Raj Singh Bal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jaj Raj Singh Bal ( ), a licensed former licensee with CE reference ANX746. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-22 | 2017-10-17 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-18 | 2016-04-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-17 | 2015-03-21 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2006-11-20 | 2012-03-01 |