Gaurang Kishor Bhatia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gaurang Kishor Bhatia ( ), a licensed former licensee with CE reference ANX744. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-05-19 | 2014-05-02 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-05-19 | 2014-05-02 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2006-11-20 | 2011-05-19 |