Haitong (SFC:ANX655) Wang
王海桐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haitong (SFC:ANX655) Wang (王海桐), a licensed former licensee with CE reference ANX655. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2007-10-12 | 2014-10-21 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-09-28 | 2014-10-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-11 | 2007-08-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-09-11 | 2007-08-08 |