Agnes Kwan Heng Lai
黎君蘅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Agnes Kwan Heng Lai (黎君蘅), a licensed former licensee with CE reference ANX535. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-04-06 | 2010-11-20 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-11 | 2006-09-30 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-11 | 2006-09-30 |