Xiaobo Long
龍小波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaobo Long (龍小波), a licensed former licensee with CE reference ANX204. This person has 12.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
RO | Type 4 - Advising on securities | 2007-09-06 | 2019-12-09 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
RO | Type 9 - Asset management | 2007-09-06 | 2019-12-09 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2006-09-04 | 2006-09-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaobo Long during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.