Shiva Dixit
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiva Dixit, a licensed former licensee with CE reference ANX004. This person has 1.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-09 | 2008-04-11 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-07-09 | 2008-04-11 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-04 | 2007-03-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-09-04 | 2007-03-30 |