Eng Seng Lim
林永成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eng Seng Lim (林永成), a licensed former licensee with CE reference ANW831. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-05 | 2012-05-09 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-01-05 | 2012-05-09 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2006-09-05 | 2006-11-03 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2006-09-05 | 2006-11-03 |