Min (SFC:ANW366) Zhao
趙敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Min (SFC:ANW366) Zhao (趙敏), a licensed former licensee with CE reference ANW366. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-11-02 | 2026-03-05 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-11-02 | 2024-03-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2015-11-02 | 2026-03-05 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2015-11-02 | 2024-03-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2015-11-02 | 2026-03-05 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2015-11-02 | 2024-03-11 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-03-28 | 2015-08-14 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-07 | 2015-08-14 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-07 | 2015-08-14 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-12-07 | 2015-08-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-02 | 2010-06-07 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-09-12 | 2010-06-07 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-08-28 | 2007-07-20 |