Tsz Ying (SFC:ANW207) Chan
陳芷瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Ying (SFC:ANW207) Chan (陳芷瑩), a licensed former licensee with CE reference ANW207. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-10-20 | 2009-11-12 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-10-20 | 2009-11-12 |