Randoll Tin Yeung Sze
施天揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Randoll Tin Yeung Sze (施天揚), CE reference ANW189. Currently licensed at 1 firm(s): China Renaissance Securities (Hong Kong) Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-17 | present |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-17 | present |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-08-17 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-04 | 2017-09-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-04 | 2017-09-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-07-04 | 2017-09-16 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2012-01-13 | 2013-03-28 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2012-01-13 | 2013-03-28 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2012-01-13 | 2013-03-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-25 | 2011-06-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-25 | 2011-06-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-08-25 | 2011-06-17 |